Compliance Officer

Admiralty, Hong Kong, China
Job summary
Department
Compliance
Function
Compliance Officer
About Our Client

Top Chinese investment management firm.

Location: Hong Kong

Job Description

- Establish, update, and improve relevant compliance and risk control rules, processes, and measures in accordance with the latest laws, regulations, and supervisory rules;

- Conduct compliance monitoring, checks, and assessments on other functional departments, and regularly evaluate risks and risk control measures;

- File reports to and communicate with regulatory authorities in accordance with relevant regulatory rules;

- Participate in structure design and compliance risk assessment involved in fund formation and operation, and draft and review relevant fund documentation;

- Organize compliance training and tests; and

- Attend to other compliance and risk management matters.

Requirements and Qualifications

- Bachelor’s degree or above in law;

- Candidates passing judicial examination in China or abroad are preferred;

- At least 2 years of compliance and risk control experience in overseas funds, financial institutions, law firms, or related financial industries;

- Fluent spoken and written English and Mandarin as working languages;

- Strong logical thinking and communication skills, strong sense of responsibility, diligent, and integrity.